SEC Form 4 · accession 0001209191-15-031356
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Humberto P Alfonso
Director
Period of report
Apr 1, 2015
Accepted (ET)
Apr 2, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3,F1 | $0.00 | Apr 1, 2015 | A | 700 | A | — | — | Common Stock | 700 | 9,891 | D |
| Phantom Stock UnitsF4,F3,F1 | $0.00 | Apr 1, 2015 | A | 442 | A | — | — | Common Stock | 442 | 10,333 | D |
Explanation of responses
- F1Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.
- F2Voluntary deferral at election of director of portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.
- F3Includes 132 units credited since October 1, 2014 as hypothetical reinvestment of dividend equivalents.
- F4Automatic deferral of a portion of director's retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.