SEC Form 4 · accession 0001209191-15-018005
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Carter Lindsay
Officer — Chief Operating Officer
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 20, 2015 | A | 30,000 | $0.00 | A | 139,185 | D | |
| Common StockF4 | Feb 20, 2015 | F | 10,654 | $75.47 | D | 128,531 | D | |
| Common Stock | holding | — | — | — | 955 | I | By ESOP | |
| Common StockF5 | holding | — | — | — | 483 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payout under performance shares awarded at beginning of three-year (2012-2014) performance period.
- F2Includes 10 shares acquired since February 26, 2014 resulting from automatic reinvestment of dividends.
- F3Includes 27,500 shares reported as indirectly beneficially owned by GRAT in the reporting person's February 26, 2014 Form 4 filing.
- F4Shares of common stock withheld in payment of tax liability incident to payout under performance shares.
- F5Includes 10 shares acquired since February 26, 2014 resulting from automatic reinvestment of dividends.