SEC Form 4 · accession 0000899243-19-004036
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis E Espeland
Officer — EVP & CFO
Period of report
Feb 15, 2019
Accepted (ET)
Feb 19, 2019 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2019 | A | 15,590 | $0.00 | A | 43,155 | D | |
| Common StockF3 | Feb 15, 2019 | F | 4,325 | $82.71 | D | 38,830 | D | |
| Common Stock | holding | — | — | — | 1,837 | I | By ESOP | |
| Common Stock | holding | — | — | — | 10,915 | I | By Spouse | |
| Common StockF4 | holding | — | — | — | 31,500 | I | By Trusts | |
| Common StockF5 | holding | — | — | — | 25,000 | I | By Spouse By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payout under performance shares awarded at beginning of three-year (2016-2018) performance period.
- F2Excludes 50,000 shares previously reported as directly owned which since August 27, 2018 have been transferred to indirect ownership of 25,000 shares to living trust of which the reporting person is trustee and beneficiary and of 25,000 shares to living trust of which reporting person's spouse is trustee and beneficiary.
- F3Shares of common stock withheld in payment of tax liability incident to payout under performance shares.
- F4Irrevocable family trust of which reporting person is trustee and living trust of which reporting person is trustee and beneficiary.
- F5Living trust of which reporting person's spouse is trustee and beneficiary.