SEC Form 4 · accession 0000899243-18-021496
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott V. King
Officer — CAO & Controller
Period of report
Aug 3, 2018
Accepted (ET)
Aug 7, 2018 · 8:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2018 | S | 4,000 | $101.50 | D | 5,898 | D | |
| Common Stock | Aug 3, 2018 | M | 6,400 | $74.46 | A | 12,298 | D | |
| Common Stock | Aug 3, 2018 | S | 6,400 | $101.30 | D | 5,898 | D | |
| Common Stock | Aug 3, 2018 | M | 5,792 | $65.16 | A | 11,690 | D | |
| Common Stock | Aug 3, 2018 | S | 5,792 | $101.30 | D | 5,898 | D | |
| Common StockF1 | Aug 3, 2018 | I | 2,093 | $101.99 | D | 0 | I | By 401(k) Plan |
| Common Stock | holding | — | — | — | 41 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $74.46 | Aug 3, 2018 | M | 6,400 | D | Feb 27, 2018 | Feb 26, 2025 | Common Stock | 6,400 | 0 | D |
| Employee Stock Option (right to buy) | $65.16 | Aug 3, 2018 | M | 5,792 | D | Feb 27, 2018 | Feb 25, 2026 | Common Stock | 5,792 | 2,897 | D |
Explanation of responses
- F1Includes 23 shares acquired since March 1, 2018 resulting from automatic reinvestment of dividends.