SEC Form 4 · accession 0000899243-18-005609
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Damon Cary Warmack
Officer — Senior Vice President
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2018 | S | 2,710 | $102.22 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $104.21 | Feb 26, 2018 | A | 20,216 | A | Feb 26, 2019 | Feb 25, 2028 | Common Stock | 20,216 | 20,216 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on December 4, 2017.
- F2One-third of the option becomes exercisable on February 26, 2019, February 26, 2020, and February 26, 2021, respectively.