SEC Form 4 · accession 0000899243-18-004739
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A. Golden
Officer — SVP,CLO
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2018 | A | 13,009 | $0.00 | A | 24,066 | D | |
| Common StockF2 | Feb 16, 2018 | F | 3,638 | $100.13 | D | 20,428 | D | |
| Common StockF3 | Feb 18, 2018 | M | 14,600 | — | A | 35,028 | D | |
| Common StockF4 | Feb 18, 2018 | F | 5,746 | $100.29 | D | 29,282 | D | |
| Common Stock | holding | — | — | — | 34 | I | By ESOP | |
| Common StockF5 | holding | — | — | — | 2,024 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Feb 18, 2018 | M | 14,600 | D | — | Feb 18, 2018 | Common Stock | 14,600 | 0 | D |
Explanation of responses
- F1Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.
- F2Shares of common stock withheld in payment of tax liability incident to payout under performance shares.
- F3Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.
- F4Shares of common stock withheld in satisfaction of tax liability upon vesting of restricted stock units.
- F5Includes 34 shares acquired since February 17, 2017 resulting from automatic reinvestment of dividends.