SEC Form 4 · accession 0000899243-18-004733
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Perry Stuckey
Officer — SVP, Chf HR Ofcr
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 1:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 16, 2018 | A | 11,563 | $0.00 | A | 23,697 | D | |
| Common StockF3 | Feb 16, 2018 | F | 3,076 | $100.13 | D | 20,621 | D | |
| Common StockF4 | Feb 18, 2018 | M | 14,600 | — | A | 35,221 | D | |
| Common StockF5 | Feb 18, 2018 | F | 5,746 | $100.29 | D | 29,475 | D | |
| Common Stock | holding | — | — | — | 945 | I | By ESOP | |
| Common StockF6 | holding | — | — | — | 828 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | — | Feb 18, 2018 | M | 14,600 | D | — | Feb 18, 2018 | Common Stock | 14,600 | 0 | D |
Explanation of responses
- F1Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.
- F2Includes 71 shares acquired since October 31, 2017 resulting from automatic reinvestment of dividends.
- F3Shares of common stock withheld in payment of tax liability incident to payout under performance shares.
- F4Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.
- F5Shares of common stock withheld in satisfaction of tax liability upon vesting of restricted stock units.
- F6Includes 3 shares acquired since October 31, 2017 resulting from automatic reinvestment of dividends.