SEC Form 4 · accession 0000899243-18-004512
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael HK Chung
Officer — SVP, Chief Int'l Ventures Ofcr
Period of report
Feb 16, 2018
Accepted (ET)
Feb 20, 2018 · 9:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2018 | A | 7,227 | $0.00 | A | 32,194 | D | |
| Common StockF2 | Feb 16, 2018 | F | 1,791 | $100.13 | D | 30,403 | D | |
| Common StockF3 | holding | — | — | — | 5,323 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payout under performance shares awarded at beginning of three-year (2015-2017) performance period.
- F2Shares of common stock withheld in payment of tax liability incident to payout under performance shares.
- F3Includes 221 shares acquired since February 22, 2017 resulting from company contribution and from automatic reinvestment of dividends.