SEC Form 4 · accession 0000899243-18-000782
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A. Golden
Officer — SVP,CLO
Period of report
Jan 5, 2018
Accepted (ET)
Jan 9, 2018 · 2:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3,F1 | $0.00 | Jan 5, 2018 | A | 16 | A | — | — | Common Stock | 16 | 3,158 | D |
Explanation of responses
- F1Phantom Stock Units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.
- F2Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.
- F3Includes 14 units credited since October 2, 2017 as hypothetical reinvestment of dividend equivalents.