SEC Form 4 · accession 0000899243-17-025078
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Perry Stuckey
Officer — SVP, Chf HR Ofcr
Period of report
Oct 31, 2017
Accepted (ET)
Nov 1, 2017 · 1:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2017 | M | 5,200 | $38.30 | A | 17,263 | D | |
| Common StockF1 | Oct 31, 2017 | S | 5,200 | $92.12 | D | 12,063 | D | |
| Common Stock | holding | — | — | — | 941 | I | By ESOP | |
| Common StockF3 | holding | — | — | — | 825 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $38.30 | Oct 31, 2017 | M | 5,200 | D | Nov 1, 2014 | Oct 31, 2021 | Common Stock | 5,200 | 0 | D |
Explanation of responses
- F1Includes 216 shares acquired since February 17, 2017 resulting from automatic reinvestment of dividends.
- F2The sale reported in this Form 4 was effected pursusant to a Rule 10b5-1 trading plan entered into by the reporting person and his broker on August 24, 2017.
- F3Includes 11 shares acquired since February 17, 2017 resulting from automatic reinvestment of dividends.