SEC Form 4 · accession 0000899243-17-024548
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Damon Cary Warmack
Officer — Senior Vice President
Period of report
Oct 20, 2017
Accepted (ET)
Oct 23, 2017 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 20, 2017 | M | 1,758 | — | A | 4,898 | D | |
| Common StockF2 | Oct 20, 2017 | F | 481 | $88.82 | D | 4,417 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restructed Stock UnitsF1 | — | Oct 20, 2017 | M | 1,758 | D | — | Oct 20, 2017 | Common Stock | 1,758 | 0 | D |
Explanation of responses
- F1Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.
- F2Shares of common stock withheld in satisfaction of tax liability upon vesting of the 1,758 restricted stock units.