SEC Form 4 · accession 0000899243-17-019810
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark K Cox
Officer — Senior Vice President
Period of report
Aug 3, 2017
Accepted (ET)
Aug 7, 2017 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2017 | M | 1,400 | $38.30 | A | 7,414 | D | |
| Common StockF1 | Aug 3, 2017 | S | 1,400 | $84.24 | D | 6,014 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $38.30 | Aug 3, 2017 | M | 1,400 | D | Nov 1, 2014 | Oct 31, 2021 | Common Stock | 1,400 | 0 | D |
Explanation of responses
- F1Includes 74 shares acquired since February 17, 2017 resulting from automatic reinvestment of dividends.