SEC Form 4 · accession 0000899243-17-017926
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A. Golden
Officer — SVP,CLO
Period of report
Jul 5, 2017
Accepted (ET)
Jul 6, 2017 · 10:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3,F1 | $0.00 | Jul 5, 2017 | A | 23 | A | — | — | Common Stock | 23 | 3,093 | D |
Explanation of responses
- F1Phantom Stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.
- F2Deferral of compensation at election of employee into Phantom Stock Units in the EDCP.
- F3Includes 13 units credited since April 3, 2017 as hypothetical reinvestment of dividend equivalents.