SEC Form 4 · accession 0000899243-17-014913
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lewis M Kling
Director
Period of report
May 31, 2017
Accepted (ET)
Jun 1, 2017 · 12:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2017 | M | 4,000 | $36.66 | A | 15,693 | D | |
| Common Stock | May 31, 2017 | S | 4,000 | $79.88 | D | 11,693 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director stock option (right to buy)F1 | $36.66 | May 31, 2017 | M | 4,000 | D | May 1, 2010 | Apr 30, 2018 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.