SEC Form 4 · accession 0000899243-17-006789
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Raisbeck
Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 9:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | M | 4,000 | $33.36 | A | 24,002 | D | |
| Common Stock | Mar 7, 2017 | S | 4,000 | $79.18 | D | 20,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $33.36 | Mar 7, 2017 | M | 4,000 | D | May 3, 2009 | May 2, 2017 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.