SEC Form 4 · accession 0000899243-17-006301
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Glenn Crawford
Officer — SVP & CTO
Period of report
Mar 2, 2017
Accepted (ET)
Mar 3, 2017 · 1:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2017 | M | 3,800 | $38.03 | A | 8,491 | D | |
| Common Stock | Mar 2, 2017 | S | 3,800 | $80.73 | D | 4,691 | D | |
| Common Stock | holding | — | — | — | 674 | I | By ESOP | |
| Common Stock | holding | — | — | — | 339 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 220 | I | By Spouse in ESOP | |
| Common Stock | holding | — | — | — | 47 | I | By Spouse in 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $38.03 | Mar 2, 2017 | M | 3,800 | D | Nov 1, 2014 | Oct 31, 2021 | Common Stock | 3,800 | 0 | D |