SEC Form 4 · accession 0000899243-17-004659
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Costa
Officer — CEO and Board Chair
Period of report
Feb 17, 2017
Accepted (ET)
Feb 21, 2017 · 8:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2017 | A | 20,661 | $0.00 | A | 181,101 | D | |
| Common StockF2 | Feb 17, 2017 | F | 6,860 | $80.25 | D | 174,241 | D | |
| Common StockF3 | Feb 17, 2017 | S | 16,250 | $79.97 | D | 157,991 | D | |
| Common Stock | holding | — | — | — | 2,397 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payout under performance shares awarded at beginning of three-year (2014-2016) performance period.
- F2Shares of common stock withheld in payment of tax liability incident to payout under performance shares.
- F3Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $79.96 to $80.05. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).