SEC Form 4 · accession 0000899243-17-004650
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad A Lich
Officer — Chief Comm. Officer
Period of report
Feb 17, 2017
Accepted (ET)
Feb 21, 2017 · 8:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2017 | A | 3,381 | $0.00 | A | 19,815 | D | |
| Common StockF2 | Feb 17, 2017 | F | 922 | $80.25 | D | 18,893 | D | |
| Common Stock | holding | — | — | — | 929 | I | By ESOP | |
| Common StockF3 | holding | — | — | — | 1,915 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payout under performance shares awarded at beginning of three-year (2014-2016) performance period.
- F2Shares of common stock withheld in payment of tax liability incident to payout under performance shares.
- F3Includes 38 shares acquired since February 19, 2016 resulting from automatic reinvestment of dividends.