SEC Form 4 · accession 0000899243-17-002922
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark K Cox
Officer — Senior Vice President
Period of report
Feb 6, 2017
Accepted (ET)
Feb 7, 2017 · 2:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2017 | I | 416 | $78.45 | D | 0 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F2 | $0.00 | Feb 6, 2017 | I | 4,108 | D | — | — | Common Stock | 4,108 | 0 | D |
Explanation of responses
- F1Includes 8 shares acquired since February 19, 2016 resulting from automatic reinvestment of dividends.
- F2Phantom stock units credited under the Executive Deferred Compensation Plan (the "EDCP"), each having a value equal to the market value of one share of common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.
- F3Includes 39 phantom stock units credited under the Executive Defferred Compensation Plan since July 1, 2016 as a result of hypothetical reinvestment of dividend equivalents.