SEC Form 4 · accession 0000899243-16-014055
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Connors
Director
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2016 | M | 4,000 | $33.36 | A | 13,919 | D | |
| Common stock | Feb 19, 2016 | S | 4,000 | $62.95 | D | 9,919 | D | |
| Common stock | Feb 19, 2016 | M | 4,000 | $36.66 | A | 13,919 | D | |
| Common stock | Feb 19, 2016 | S | 4,000 | $62.90 | D | 9,919 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director stock option (right to buy)F1 | $33.36 | Feb 19, 2016 | M | 4,000 | D | May 3, 2009 | May 2, 2017 | Common Stock | 4,000 | 0 | D |
| Director stock option (right to buy)F1 | $36.66 | Feb 19, 2016 | M | 4,000 | D | May 1, 2010 | Apr 30, 2018 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.