SEC Form 4 · accession 0000899243-16-014053
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael HK Chung
Officer — Senior Vice President
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 2:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2016 | A | 2,089 | $0.00 | A | 24,253 | D | |
| Common StockF2 | Feb 19, 2016 | F | 615 | $62.40 | D | 23,638 | D | |
| Common StockF3 | holding | — | — | — | 4,824 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payout under performance shares awarded at beginning of three-year (2013-2015) performance period.
- F2Shares of common stock withheld in payment of tax liability incident to payout under performance shares.
- F3Includes 316 shares acquired since May 31, 2015 resulting from company contribution and from automatic reinvestment of dividends.