SEC Form 4 · accession 0000899243-16-014030
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Carter Lindsay
Officer — Chief Operating Officer
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 11:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2016 | A | 8,356 | $0.00 | A | 96,896 | D | |
| Common StockF2 | Feb 19, 2016 | F | 2,279 | $62.40 | D | 94,617 | D | |
| Common Stock | holding | — | — | — | 983 | I | By ESOP | |
| Common StockF3 | holding | — | — | — | 495 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payout under performance shares awarded at beginning of three-year (2013-2015) performance period.
- F2Shares of common stock withheld in payment of tax liability incident to payout under performance shares.
- F3Includes 5 shares acquired since November 24, 2015 resulting from automatic reinvestment of dividends.