SEC Form 4 · accession 0000899243-18-002868
SIGMATRON INTERNATIONAL INC · SGMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raj B Upadhyaya
Officer — Executive Vice President
Period of report
Jan 26, 2018
Accepted (ET)
Feb 5, 2018 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Strock | Jan 26, 2018 | M | 2,420 | $3.60 | A | 2,420 | D | |
| Common Stock | Jan 26, 2018 | S | 2,420 | $9.23 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $3.60 | Jan 26, 2018 | M | 1,025 | D | Jul 19, 2012 | Jul 18, 2022 | Common Stock | 1,025 | 31,700 | D |
| Stock Option (right to buy)F3,F4 | $3.60 | Jan 26, 2018 | M | 1,395 | D | Jul 19, 2013 | Jul 18, 2022 | Common Stock | 1,395 | 30,305 | D |
Explanation of responses
- F1The 2,420 options exercised as described on this Table II were issued on July 19, 2012, pursuant to and under a single stock option plan and stock option agreement. The exercise of these options are disclosed as two entries solely as a result of the different exercise dates.
- F2This column needs to be blank.
- F3The 2,420 options exercised as described on this Table II were issued on July 19, 2012, pursuant to and under a single stock option plan and stock option agreement. The exercise of these options are disclosed as two entries solely as a result of the different exercise dates.
- F4This column needs to be blank.