SEC Form 4 · accession 0000899243-18-002159
SIGMATRON INTERNATIONAL INC · SGMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raj B Upadhyaya
Officer — Executive Vice President
Period of report
Jan 24, 2018
Accepted (ET)
Jan 29, 2018 · 1:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Strock | Jan 24, 2018 | M | 143 | $3.60 | A | 143 | D | |
| Common Stock | Jan 24, 2018 | S | 143 | $9.30 | D | 0 | D | |
| Common Stock | Jan 25, 2018 | M | 2,132 | $3.60 | A | 2,132 | D | |
| Common Stock | Jan 25, 2018 | S | 2,132 | $9.1207 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.60 | Jan 24, 2018 | M | 143 | D | Jul 19, 2012 | Jul 18, 2022 | Common Stock | 143 | 34,857 | D |
| Stock Option (right to buy)F2 | $3.60 | Jan 25, 2018 | M | 2,132 | D | Jul 19, 2012 | Jul 18, 2022 | Common Stock | 2,132 | 32,725 | D |
Explanation of responses
- F1This column needs to be blank.
- F2This column needs to be blank.