SEC Form 4/A · accession 0000899243-15-004291
SIGMATRON INTERNATIONAL INC · SGMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gary R Fairhead
Officer — Director, President & CEO · Director
Period of report
Aug 1, 2015
Accepted (ET)
Sep 1, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915358
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $6.45 | Aug 1, 2015 | A | 9,900 | A | Aug 1, 2015 | Jul 31, 2025 | Common Stock | 9,900 | 15,000 | D |
| Stock Option (right to buy)F3,F4 | $6.45 | Aug 1, 2015 | A | 9,900 | A | Aug 1, 2016 | Jul 31, 2025 | Common Stock | 9,900 | 24,900 | D |
| Stock Option (right to buy)F5,F6 | $6.45 | Aug 1, 2015 | A | 10,200 | A | Aug 1, 2017 | Jul 31, 2025 | Common Stock | 10,200 | 35,100 | D |
Explanation of responses
- F1This Form 4/A amends the previously-filed Form 4 in order to provide the correct date of issuance of the stock options described, and to accurately reflect the vesting schedule and expiration of the stock options. The 9,900 options acquired as described on this Table II were issued on August 1, 2015, pursuant to and under a single stock option plan and stock option agreement. These options are disclosed as three entries solely as a result of the varied exercise date.
- F2This column needs to be blank.
- F3This Form 4/A amends the previously-filed Form 4 in order to provide the correct date of issuance of the stock options described, and to accurately reflect the vesting schedule and expiration of the stock options. The 9,900 options acquired as described on this Table II were issued on August 1, 2015, pursuant to and under a single stock option plan and stock option agreement. These options are disclosed as three entries solely as a result of the varied exercise date.
- F4This column needs to be blank.
- F5This Form 4/A amends the previously-filed Form 4 in order to provde the correct date of issuance of the stock options described, and to accurately reflect the vesting schedule and expiration of the stock options. The 10,200 options acquired as described on this Table II were issued on August 1, 2015, pursuant to and under a single stock option plan and stock option agreement. These options are disclosed as three entries solely as a result of the varied exercise date.
- F6This column needs to be blank.