SEC Form 4 · accession 0000899243-15-002175
SIGMATRON INTERNATIONAL INC · SGMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda K Frauendorfer
Officer — Chief Financial Officer · Director
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 10:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915358
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $6.45 | Jul 31, 2015 | A | 185 | A | Jul 31, 2015 | Jul 30, 2025 | Common Stock | 185 | 4,435 | D |
| Stock Option (right to buy)F3,F4 | $6.45 | Jul 31, 2015 | A | 185 | A | Jul 31, 2016 | Jul 30, 2025 | Common Stock | 185 | 4,620 | D |
| Stock Option (right to buy)F5,F6 | $6.45 | Jul 31, 2015 | A | 189 | A | Jul 31, 2017 | Jul 30, 2025 | Common Stock | 189 | 4,809 | D |
| Stock Option (right to buy)F7,F8 | $6.45 | Jul 31, 2015 | A | 8,147 | A | Jul 31, 2015 | Jul 30, 2025 | Common Stock | 8,147 | 12,956 | D |
| Stock Option (right to buy)F9,F10 | $6.45 | Jul 31, 2015 | A | 8,147 | A | Jul 31, 2016 | Jul 30, 2025 | Common Stock | 8,147 | 21,103 | D |
| Stock Option (right to buy)F11,F12 | $6.45 | Jul 31, 2015 | A | 8,147 | A | Jul 31, 2017 | Jul 30, 2025 | Common Stock | 8,147 | 29,250 | D |
Explanation of responses
- F1The 185 options acquired as described on this Table II were issued on July 31, 2015, pursuant to and under a single stock option plan and stock option agreement. These options are disclosed as three entries solely as a result of the varied exercise date.
- F10This column needs to be blank.
- F11The 8147options acquired as described on this Table II were issued on July 31, 2015, pursuant to and under a single stock option plan and stock option agreement. These options are disclosed as three entries solely as a result of the varied exercise date.
- F12This column needs to be blank.
- F2This column needs to be blank.
- F3The 185 options acquired as described on this Table II were issued on July 31, 2015, pursuant to and under a single stock option plan and stock option agreement. These options are disclosed as three entries solely as a result of the varied exercise date.
- F4This column needs to be blank.
- F5The 189 options acquired as described on this Table II were issued on July 31, 2015, pursuant to and under a single stock option plan and stock option agreement. These options are disclosed as three entries solely as a result of the varied exercise date.
- F6This column needs to be blank.
- F7The 8147 options acquired as described on this Table II were issued on July 31, 2015, pursuant to and under a single stock option plan and stock option agreement. These options are disclosed as three entries solely as a result of the varied exercise date.
- F8This column needs to be blank.
- F9The 8,147 options acquired as described on this Table II were issued on July 31, 2015, pursuant to and under a single stock option plan and stock option agreement. These options are disclosed as three entries solely as a result of the varied exercise date.