SEC Form 4 · accession 0000899243-15-002172
SIGMATRON INTERNATIONAL INC · SGMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary R Fairhead
Officer — Director, President & CEO · Director
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 10:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915358
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $6.45 | Jul 31, 2015 | A | 9,900 | A | Jul 31, 2015 | Jul 30, 2025 | Common Stock | 9,900 | 15,000 | D |
| Stock Option (right to buy)F3,F4 | $6.45 | Jul 31, 2015 | A | 9,900 | A | Jul 31, 2016 | Jul 30, 2025 | Common Stock | 9,900 | 24,900 | D |
| Stock Option (right to buy)F5,F6 | $6.45 | Jul 31, 2015 | A | 10,200 | A | Jul 31, 2017 | Jul 30, 2025 | Common Stock | 10,200 | 35,100 | D |
Explanation of responses
- F1The 9,900 options acquired as described on this Table II were issued on July 31, 2015, pursuant to and under a single stock option plan and stock option agreement. These options are disclosed as three entries solely as a result of the varied exercise date.
- F2This column needs to be blank.
- F3The 9,900 options acquired as described on this Table II were issued on July 31, 2015, pursuant to and under a single stock option plan and stock option agreement. These options are disclosed as three entries solely as a result of the varied exercise date.
- F4This column needs to be blank.
- F5The 10,200 options acquired as described on this Table II were issued on July 31, 2015, pursuant to and under a single stock option plan and stock option agreement. These options are disclosed as three entries solely as a result of the varied exercise date.
- F6This column needs to be blank.