SEC Form 4 · accession 0001209191-15-076280
Steel Connect LLC · STCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Cormier
Officer — SVP & General Counsel
Period of report
Oct 17, 2015
Accepted (ET)
Oct 20, 2015 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 17, 2015 | F | 1,376 | $3.04 | D | 11,324 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by delivering securities incident to the vesting of shares of restricted stock on October 17, 2015 in accordance with Rule 16b-3 and a pre-existing 10b5-1 Sales Plan established by the reporting person October 2014.