SEC Form 4 · accession 0001209191-15-038135
Steel Connect LLC · STCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Boucher
Officer — President and CEO
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914712
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.58 | Apr 29, 2015 | A | 371,613 | A | Apr 29, 2016 | Apr 29, 2020 | Common Stock | 371,613 | 371,613 | D |
Explanation of responses
- F1Option vests and becomes exercisable as to 25% on the first anniversary of the date of grant and the remainder in 36 equal monthly installments.