SEC Form 4 · accession 0001209191-18-027298
TRANS WORLD CORP · TWOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil S Subin
Other
Period of report
Apr 30, 2018
Accepted (ET)
May 2, 2018 · 2:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 30, 2018 | U | 659,948 | $4.1886 | D | 0 | I | By LIM III - Trust A-4 |
| Common StockF1,F2 | Apr 30, 2018 | U | 659,947 | $4.1886 | D | 0 | I | By MBM - Trust A-4 |
| Common StockF1,F2 | Apr 30, 2018 | U | 166,667 | $4.1886 | D | 0 | I | By LIMFAM LLC |
| Common StockF1,F2 | Apr 30, 2018 | U | 641,667 | $4.1886 | D | 0 | I | By Milfam II L.P. |
| Common StockF1,F2 | Apr 30, 2018 | U | 1,000 | $4.1886 | D | 0 | I | By Lloyd I. Miller, IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of March 2, 2018 by and among FEC Overseas Investment (UK) Limited, FEC Investment (US) Limited, Trans World Corporation and, solely for the limited purposes therein, Far East Consortium International Limited in exchange for $4.1886 for each share of common stock, par value $.001 per share, of the Issuer ("Common Stock") held by the reporting person.
- F2Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.