SEC Form 4 · accession 0001209191-18-040121

NEUROCRINE BIOSCIENCES INC · NBIX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Jun 28, 2018

Accepted (ET)

Jun 29, 2018 · 7:32 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000914475

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jun 28, 2018	M	23,168	$5.76	A	370,201	D
Common Stock	Jun 28, 2018	M	16,551	$8.66	A	386,752	D
Common Stock	Jun 28, 2018	M	10,199	$8.65	A	396,951	D
Common Stock	Jun 28, 2018	M	7,142	$19.59	A	404,093	D
Common Stock	Jun 28, 2018	M	864	$32.99	A	404,957	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Incentive Stock Option^F1	$5.76	Jun 28, 2018	M	23,168	D	Sep 25, 2011	Aug 25, 2021	Common Stock	23,168	0	D
Incentive Stock Option^F2	$8.66	Jun 28, 2018	M	16,551	D	Feb 12, 2012	Jan 12, 2022	Common Stock	16,551	0	D
Incentive Stock Option^F3	$8.65	Jun 28, 2018	M	10,199	D	Feb 10, 2013	Jan 10, 2023	Common Stock	10,199	0	D
Incentive Stock Option^F4	$19.59	Jun 28, 2018	M	7,142	D	Feb 16, 2014	Jan 16, 2024	Common Stock	7,142	0	D
Incentive Stock Option^F5	$32.99	Jun 28, 2018	M	864	D	Mar 3, 2015	Feb 3, 2025	Common Stock	864	3,031	D

F1Represents option of which 1/36th of the shares underlying the option vested on September 25, 2011 and an additional 1/36th of the shares underlying the option vested each month thereafter.
F2Represents option of which 1/48th of the shares underlying the option vested on February 12, 2012 and an additional 1/48th of the shares underlying the option vested each month thereafter.
F3Represents option of which 1/48th of the shares underlying the option vested on February 10, 2013 and an additional 1/48th of the shares underlying the option vested each month thereafter.
F4Represents option of which 1/48th of the shares underlying the option vested on February 16, 2014 and an additional 1/48th of the shares underlying the option vested each month thereafter.
F5Represents option of which 1/48th of the shares underlying the option vested on March 3, 2015 and an additional 1/48th of the shares underlying the option vested each month thereafter.