SEC Form 4 · accession 0001127602-17-032682
Snap-on Inc · SNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth Ann M Gillis
Director
Period of report
Nov 17, 2017
Accepted (ET)
Nov 17, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2017 | G | 265 | $0.00 | D | 4,100 | D | |
| Common StockF1 | Nov 17, 2017 | G | 265 | $0.00 | A | 265 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF4,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 1,678 | 1,678 | D |
Explanation of responses
- F1Shares were gifted to the Alexander R. McGuinnis 2017 Gift Trust, of which the Reporting Person's spouse serves as a trustee and the Reporting Person's adult son is a beneficiary.
- F21 for 1.
- F3Scheduled for issuance in a lump sum after the earliest of July 25, 2024, death or upon a change of control.
- F4Includes 8.095 deferred stock units acquired through exempt dividend reinvestments.