SEC Form 4 · accession 0001127602-17-030805
Snap-on Inc · SNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Holden
Director
Period of report
Oct 31, 2017
Accepted (ET)
Nov 1, 2017 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 31, 2017 | A | 75 | $157.78 | A | 18,320 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | holding | — | — | — | — | — | Common Stock | 9,607 | 9,607 | D |
Explanation of responses
- F1Payment of fees in stock under the Company's Directors' 1993 Fee Plan.
- F2Includes 78.3324 shares acquired under a dividend reinvestment plan.
- F31 for 1.
- F4All restrictions lapse upon the earliest of retirement from the Board, death or a change in control; the reporting person will receive the underlying shares in one lump sum upon the earliest of the reporting person's 70th birthday, death or a change in control.