SEC Form 4 · accession 0001127602-17-025029
Snap-on Inc · SNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth Ann M Gillis
Director
Period of report
Aug 2, 2017
Accepted (ET)
Aug 4, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 2, 2017 | P | 100 | $152.70 | A | 4,200 | D | |
| Common StockF2 | Aug 4, 2017 | P | 165 | $152.5149 | A | 4,365 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF5,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 1,670 | 1,670 | D |
Explanation of responses
- F1Includes 6.8316 shares acquired under a dividend reinvestment plan.
- F2This transaction was executed in multiple trades at prices ranging from $152.1533 to $152.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- F31 for 1.
- F4Scheduled for issuance in a lump sum after the earliest of July 25, 2024, death or upon a change of control.
- F5Includes 14.498 deferred stock units acquired through exempt dividend reinvestments.