SEC Form 4 · accession 0001127602-17-005518
Snap-on Inc · SNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth Ann M Gillis
Director
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 9, 2017 | A | 774 | — | A | 4,094 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF5,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 1,656 | 1,656 | D |
Explanation of responses
- F1Grant of restricted stock from the Company.
- F2Includes 3.4492 shares acquired under a dividend reinvestment plan.
- F31 for 1.
- F4Scheduled for issuance in a lump sum after the earliest of July 25, 2024, death or upon a change of control.
- F5Includes 6.688 deferred stock units acquired through exempt dividend reinvestments.