SEC Form 4 · accession 0001127602-16-065687
Snap-on Inc · SNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth Ann M Gillis
Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 3,316 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF5,F2,F4 | — | Oct 31, 2016 | A | 154 | A | — | — | Common Stock | 154 | 1,649 | D |
Explanation of responses
- F1Includes 3.4868 shares acquired under a dividend reinvestment plan.
- F21 for 1.
- F3Payment of fees in stock under the Company's Directors' 1993 Fee Plan. The reporting person elected to defer receipt of such stock.
- F4Scheduled for issuance in a lump sum after the earliest of July 25, 2024, death or upon a change of control.
- F5Includes 6.097 deferred stock units acquired through exempt dividend reinvestments.