SEC Form 5 · accession 0001209191-19-006184
Invesco Ltd. · IVZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin L Flanagan
Officer — President & CEO · Director
Period of report
Dec 17, 2018
Accepted (ET)
Jan 31, 2019 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 17, 2018 | G | 581,902 | $0.00 | D | 1,597,249 | I | By Trust |
| Common Shares | Dec 17, 2018 | G | 581,902 | $0.00 | A | 581,902 | I | By GRAT |
| Common Shares | holding | — | — | — | 398,931 | D | ||
| Common Shares | holding | — | — | — | 400 | I | By Spouse | |
| Common Shares | holding | — | — | — | 201,990 | I | By GRAT | |
| Common Shares | holding | — | — | — | 583,863 | I | By GRAT | |
| Common Shares | holding | — | — | — | 225,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.