SEC Form 4 · accession 0001209191-18-063220
Invesco Ltd. · IVZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Taylor
Officer — Senior Managing Director
Period of report
Dec 15, 2018
Accepted (ET)
Dec 18, 2018 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 15, 2018 | M | 25,923 | $0.00 | A | 236,601 | D | |
| Common Shares | Dec 15, 2018 | M | 31,550 | $0.00 | A | 268,151 | D | |
| Common Shares | Dec 15, 2018 | F | 30,766 | $16.95 | D | 237,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Dec 15, 2018 | M | 25,923 | D | — | — | Common Shares | 25,923 | 0 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | Dec 15, 2018 | M | 31,550 | D | — | — | Common Shares | 31,550 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
- F2The Restricted Stock Units vest in three equal installments and expire upon the employee's termination of employment.
- F3The Restricted Stock Units vest in two equal installments and expire upon the employee's termination of employment.