SEC Form 4 · accession 0001209191-18-048380
Invesco Ltd. · IVZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin L Flanagan
Officer — President & CEO · Director
Period of report
Aug 2, 2018
Accepted (ET)
Aug 24, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 2, 2018 | G | 27,560 | $0.00 | D | 201,990 | I | By GRAT |
| Common Shares | Aug 2, 2018 | G | 27,560 | $0.00 | A | 426,491 | D | |
| Common Shares | Aug 2, 2018 | G | 27,560 | $0.00 | D | 398,931 | D | |
| Common Shares | Aug 2, 2018 | G | 27,560 | $0.00 | A | 2,101,631 | I | By Trust |
| Common Shares | Aug 20, 2018 | G | 77,520 | $0.00 | D | 583,863 | I | By GRAT |
| Common Shares | Aug 20, 2018 | G | 77,520 | $0.00 | A | 476,451 | D | |
| Common Shares | Aug 20, 2018 | G | 77,520 | $0.00 | D | 398,931 | D | |
| Common Shares | Aug 20, 2018 | G | 77,520 | $0.00 | A | 2,179,151 | I | By Trust |
| Common Shares | holding | — | — | — | 225,000 | I | By Trust | |
| Common Shares | holding | — | — | — | 400 | I | By Spouse | |
| Common Shares | holding | — | — | — | 51,639 | I | By GRAT |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This voluntary Form 4 reports (a) two in-kind annuity distributions from established GRATs and (b) two bona-fide gifts from the reporting person to a trust of which the reporting person is a trustee and beneficiary.