SEC Form 5 · accession 0001209191-18-002452
Invesco Ltd. · IVZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin L Flanagan
Officer — President & CEO · Director
Period of report
Dec 20, 2017
Accepted (ET)
Jan 5, 2018 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 20, 2017 | G | 39,596 | $0.00 | D | 51,639 | I | By GRAT |
| Common Shares | Dec 20, 2017 | G | 39,596 | $0.00 | A | 489,901 | D | |
| Common Shares | Dec 20, 2017 | G | 39,596 | $0.00 | D | 450,305 | D | |
| Common Shares | Dec 20, 2017 | G | 39,596 | $0.00 | A | 2,197,555 | I | By Trust |
| Common Shares | holding | — | — | — | 400 | I | By Spouse | |
| Common Shares | holding | — | — | — | 229,550 | I | By GRAT | |
| Common Shares | holding | — | — | — | 661,383 | I | By GRAT | |
| Common Shares | holding | — | — | — | 225,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This voluntary Form 5 reports an in-kind annuity distribution from an established GRAT and a bona-fide gift from the reporting person to a trust of which the reporting person is a trustee and beneficiary.