SEC Form 4 · accession 0001209191-17-066339
Invesco Ltd. · IVZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Taylor
Officer — Senior Managing Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 15, 2017 | M | 11,051 | $36.56 | A | 157,273 | D | |
| Common Shares | Dec 15, 2017 | F | 5,916 | $36.56 | D | 151,357 | D | |
| Common Shares | Dec 15, 2017 | M | 18,187 | $36.56 | A | 169,544 | D | |
| Common Shares | Dec 15, 2017 | F | 9,736 | $36.56 | D | 159,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Dec 15, 2017 | M | 18,187 | D | — | — | Common Shares | 18,187 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
- F2The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment.