SEC Form 4 · accession 0001209191-17-051103
Invesco Ltd. · IVZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin L Flanagan
Officer — President & CEO · Director
Period of report
Aug 10, 2017
Accepted (ET)
Sep 1, 2017 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 10, 2017 | G | 30,910 | $0.00 | D | 229,550 | I | By GRAT |
| Common Shares | Aug 10, 2017 | G | 30,910 | $0.00 | A | 481,215 | D | |
| Common Shares | Aug 10, 2017 | G | 30,910 | $0.00 | D | 450,305 | D | |
| Common Shares | Aug 10, 2017 | G | 30,910 | $0.00 | A | 2,066,579 | I | By Trust |
| Common Shares | Aug 21, 2017 | G | 91,380 | $0.00 | D | 661,383 | I | By GRAT |
| Common Shares | Aug 21, 2017 | G | 91,380 | $0.00 | A | 541,685 | D | |
| Common Shares | Aug 22, 2017 | G | 91,380 | $0.00 | D | 450,305 | D | |
| Common Shares | Aug 22, 2017 | G | 91,380 | $0.00 | A | 2,157,959 | I | By Trust |
| Commons Shares | holding | — | — | — | 400 | I | By Spouse | |
| Commons Shares | holding | — | — | — | 91,235 | I | By GRAT | |
| Common Shares | holding | — | — | — | 225,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This voluntary Form 4 reports (a) two in-kind annuity distributions from established GRATs and (b) two bona-fide gifts from the reporting person to a trust of which the reporting person is a trustee and beneficiary.