SEC Form 4 · accession 0001209191-17-016732
Invesco Ltd. · IVZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin L Flanagan
Officer — President & CEO · Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 28, 2017 | A | 159,948 | $0.00 | A | 654,344 | D | |
| Common Shares | Feb 28, 2017 | A | 19,177 | $0.00 | A | 673,521 | D | |
| Common Shares | Feb 28, 2017 | A | 17,252 | $0.00 | A | 690,773 | D | |
| Common Shares | Feb 28, 2017 | A | 25,624 | $0.00 | A | 716,397 | D | |
| Common Shares | Feb 28, 2017 | F | 89,241 | $32.19 | D | 627,156 | D | |
| Common Shares | holding | — | — | — | 1,858,818 | I | By Trust | |
| Common Shares | holding | — | — | — | 91,235 | I | By GRAT | |
| Common Shares | holding | — | — | — | 752,763 | I | By GRAT | |
| Common Shares | holding | — | — | — | 260,460 | I | By GRAT | |
| Common Shares | holding | — | — | — | 225,000 | I | By Trust | |
| Common Shares | holding | — | — | — | 400 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.