SEC Form 4 · accession 0001209191-16-155957
Invesco Ltd. · IVZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Taylor
Officer — Senior Managing Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 15, 2016 | M | 24,454 | $31.65 | A | 172,205 | D | |
| Common Shares | Dec 15, 2016 | M | 7,216 | $31.65 | A | 179,421 | D | |
| Common Shares | Dec 15, 2016 | F | 13,091 | $31.65 | D | 166,330 | D | |
| Common Shares | Dec 15, 2016 | F | 3,863 | $31.65 | D | 162,467 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Dec 15, 2016 | M | 24,454 | D | — | — | Common Shares | 24,545 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
- F2The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment.