SEC Form 4 · accession 0001209191-16-153654
Invesco Ltd. · IVZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Dunn Kelley
Officer — Senior Managing Director
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 5, 2016 | S | 157,615 | $31.56 | D | 721,989 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted-average sales price. Common Shares were sold in multiple transactions at prices ranging from $31.50 to $31.77 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price.