SEC Form 4 · accession 0001209191-16-134883
Invesco Ltd. · IVZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ben F. Johnson III
Director
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 29, 2016 | A | 1,242 | $0.00 | A | 28,653 | D | |
| Common SharesF1 | Aug 1, 2016 | P | 2,000 | $29.24 | A | 30,653 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted-average purchase price. Common Shares were purchased in multiple transactions at prices ranging from $29.23 to $29.24 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares purchased at each separate price.
Remarks
This Form 4 reports the acquisition by the reporting person of Common Shares resulting from a quarterly grant to the registrant's non-executive directors.