SEC Form 5 · accession 0001209191-16-098037
Invesco Ltd. · IVZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin L Flanagan
Officer — President & CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 18, 2015 | G | 806,235 | $0.00 | D | 2,248,041 | I | By Trust |
| Common Shares | Aug 18, 2015 | G | 806,235 | $0.00 | A | 1,300,887 | D | |
| Common Shares | Aug 20, 2015 | G | 806,235 | $0.00 | D | 494,652 | D | |
| Common Shares | Aug 20, 2015 | G | 806,235 | $0.00 | A | 940,235 | I | By GRAT |
| Common Shares | Dec 21, 2015 | G | 9,015 | $0.00 | D | 931,220 | I | By GRAT |
| Common Shares | Dec 21, 2015 | G | 9,015 | $0.00 | A | 503,667 | D | |
| Common Shares | Dec 23, 2015 | G | 9,015 | $0.00 | D | 494,652 | D | |
| Common Shares | Dec 23, 2015 | G | 9,015 | $0.00 | A | 2,257,056 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This Form 5 reports (i) a bona fide gift by the reporting person from a trust of which the reporting person is a trustee and a beneficiary into a newly established Grantor Retained Annuity Trust (GRAT) and (ii) an in-kind annuity distribution of a previously established GRAT.