SEC Form 4 · accession 0001209191-15-021765
Invesco Ltd. · IVZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin L Flanagan
Officer — President & CEO · Director
Period of report
Feb 28, 2015
Accepted (ET)
Mar 3, 2015 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 28, 2015 | A | 152,905 | $0.00 | A | 747,925 | D | |
| Common Shares | Feb 28, 2015 | A | 20,583 | $0.00 | A | 768,508 | D | |
| Common Shares | Feb 28, 2015 | A | 19,177 | $0.00 | A | 787,685 | D | |
| Common Shares | Feb 28, 2015 | A | 17,252 | $0.00 | A | 804,937 | D | |
| Common Shares | Feb 28, 2015 | F | 148,785 | $40.27 | D | 656,152 | D | |
| Common SharesF1 | Mar 2, 2015 | S | 161,500 | $40.39 | D | 494,652 | D | |
| Common Shares | holding | — | — | — | 400 | I | By spouse | |
| Common Shares | holding | — | — | — | 134,000 | I | By GRAT | |
| Common Shares | holding | — | — | — | 3,054,276 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average sale price. The range of prices for such transaction was $40.210 to $40.490.