SEC Form 4 · accession 0001209191-15-021754
Invesco Ltd. · IVZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Mark Armour
Officer — SMD
Period of report
Feb 28, 2015
Accepted (ET)
Mar 3, 2015 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 28, 2015 | A | 56,741 | $0.00 | A | 377,358 | D | |
| Common Shares | Feb 28, 2015 | M | 28,875 | $0.00 | A | 406,233 | D | |
| Common Shares | Feb 28, 2015 | M | 22,486 | $0.00 | A | 428,719 | D | |
| Common Shares | Feb 28, 2015 | A | 7,061 | $0.00 | A | 435,780 | D | |
| Common Shares | Feb 28, 2015 | A | 4,899 | $0.00 | A | 440,679 | D | |
| Common Shares | Feb 28, 2015 | A | 5,138 | $0.00 | A | 445,817 | D | |
| Common Shares | Feb 28, 2015 | F | 37,799 | $40.27 | D | 408,018 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 28, 2015 | M | 28,875 | D | — | — | Common Shares | 28,875 | 0 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 28, 2015 | M | 22,486 | D | — | — | Common Shares | 22,486 | 22,486 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
- F2The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.