SEC Form 4 · accession 0001127602-18-035586
J M SMUCKER Co · SJM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard K Smucker
Officer — Executive Chairman · Director
Period of report
Nov 30, 2018
Accepted (ET)
Dec 7, 2018 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 30, 2018 | P | 20,000 | $103.09 | A | 681,387 | D | |
| Common SharesF1 | holding | — | — | — | 24,201 | I | By 401(k) | |
| Common SharesF2 | holding | — | — | — | 477,796 | I | By Trust Fbo Daughter | |
| Common SharesF2 | holding | — | — | — | 100,000 | I | By Wife | |
| Common SharesF2,F3 | holding | — | — | — | 93,911 | I | by Wife as Trustee for the Benefit of Grandchildren | |
| Common SharesF2 | holding | — | — | — | 477,798 | I | Co-trustee Fbo Brother | |
| Common SharesF2 | holding | — | — | — | 477,798 | I | Co-trustee Fbo Sister |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent.
- F2I disclaim beneficial ownership of these shares.
- F3This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.